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Regulated Training & Support Officer

Job Title: Regulated Training and Support Officer

Location: Selby

Salary: Up to £27k 

About the Company:

Our client is a successful Financial Services firm who operate in the Commercial Finance , Regulated Mortgage and Protection Insurance markets. They offer a broad range of services to clients and Network Partners.

 
Job Description: 

The ideal candidate will help & support the Regulated Brokers and provide a hands on advice and support and where required. You will provide formal training support to the Regulated Mortgage and Protection team and will be responsible for completing case observations and role plays as necessary with newly qualified Advisers pre-CAS status

You will make recommendations to the Compliance Committee with full supporting evidence provided for the granting of CAS status to newly qualified Advisers and carry out case file checks on Regulated Mortgage and Protection Insurance files in accordance with the Company declared schedule of case file checking.

Provide all necessary reports and Management Information regarding file checks to the Compliance Committee

Skills and Experience needed (essential or preferred) :-

  • CMAP qualified
  • Experience of conducting regulated mortgage File checks
  • Excellent communication skills – maintaining a high level of professional conduct with internal and external stakeholders
  • Outstanding organisational and time-management skills

For more information or to send applications please contact Melanie Phillips on melanie@cfrecruitment.co.uk

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Compliance Officer

Job Title: Compliance Officer

Location: Selby

Salary: Up to £35k 

About the Company:

Our client is a successful Financial Services firm who operate in the Commercial Finance , Regulated Mortgage and Protection Insurance markets. They offer a broad range of services to clients and Network Partners.

 
Job Description: 

They are looking for a Compliance Officer to join the team, the core focus of the role will to provide compliance training, support and guidance to all Network Partners and ensure that standards are fully met. Some of the duties will include:-

  • To ensure all Network Partners operate within the regulatory permissions held by the Company
  • Complete pre – contract checks and regular compliance reviews with Network Partners
  • To ensure that the Company fully discharges its Regulatory and Compliance obligations to the FCA
  • To collate and manage the provision of reporting information to the FCA using the Connect and RegData interfaces
  • To provide regular routine management information to the Directors of the Company
  • To update staff and Network Partners on changes to FCA regulatory policies
  • To work closely with our Training officer in delivering Compliance training modules and content to Network Partners

Skills and Experience needed (essential or preferred) :-

  • Educated to degree level or equivalent , any formal Finance sector qualifications would be advantageous
  • Commercial Finance, Regulated Mortgage / Protection or IFA sector experience operating in a regulatory and compliance focussed position – 3 years minimum
  • Understanding of the FCA Regulatory Framework and general principals of business
  • Understanding of the Financial Ombudsman Service ( FOS)
  • Experience in using and interpretation of the FCA handbookKnowledge of and experience using the FCA Connect registration system
  • Knowledge and experience using the FCA RegData reporting system
  • Knowledge and experience of the AR and IAR models within the FCA regime
  • Knowledge and experience of complaint handling , investigation and reporting to the FCA / FOS where necessary
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For more information or to send applications please contact Melanie Phillips on melanie@cfrecruitment.co.uk

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Employed Mortgage & Protection Advisors

Job Title: Employed Mortgage & Protection Advisors – 4 locations

Location: Preston, South Yorkshire & Litchfield

Salary: Up to £32k Basic plus commission

The Company:

Our client, an Award Winning Independent Financial Advisers who provide a wide range of services are looking to recruit Mortgage & Protection Advisors who will be responsible for actioning all prospective leads promptly – received and self-generated – and subsequently convert into mortgage or life insurance/critical illness/income protection applications.

Job Description:

You will be responsible for arranging face to face meetings with members and customers – building strong and trusted relationships, as well as providing excellent advice and a first-class service and complete all relevant documentation and liaise regularly with Lead Generators, including prompt feedback on results/outcomes relating to introductions made

Skills and experience needed (essential or preferred):

The ideal candidate will be fully qualified FPC/CeMap Mortgage Advisor you must be able to demonstrate:-

  • A successful track record in achieving personal targets, spanning the selling, development, retention and generation of mortgage business
  • Excellent communication, presentation, and relationship skills, along with a strong customer focus
  • Up to date and proven expertise in respect of mortgage/protection markets and FCA standards, backed by a detailed understanding of all associated regulatory matters
  • A highly professional outlook, self-motivation, plus a current valid driving license and good PC skills

If you feel you have the prerequisite skills and experience, then we want to hear from you, please contact Lucy Done on Lucy@cfrecruitment.co.uk or ring her on 07415 773342.

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